TY - JOUR
T1 - The Use of the Institutional Grammar 1.0 for Institutional Analysis
T2 - A Literature Review
AU - Pieper, Leah
AU - Virgüez, Santiago
AU - Schlager, Edella
AU - Schweik, Charlie
N1 - Funding Information: This material is based upon work supported by the National Science Foundation under grant numbers 1917908 and 2020900. Publisher Copyright: © 2023 The Author(s).
PY - 2023
Y1 - 2023
N2 - Since Crawford and Ostrom proposed the Institutional Grammar (IG), a conceptual tool for breaking down and organizing institutional statements, a burgeoning literature has used it to study institutions contained in single documents and to conduct comparative institutional analysis across multiple countries and time periods. Moreover, rapid advances in text analysis and computational methods are creating new analytic opportunities to study rules, norms and strategies by leveraging the IG syntax. At this stage, it is important to assess the existing literature to understand how the IG has supported institutional analysis across a variety of contexts, including commons governance. Based on a corpus of 48 empirical articles published between 2010 and 2021, we explore how analysts have operationalized institutional statements using the IG. We also synthesize the IG-based metrics and theoretical concepts developed in these articles to illustrate the contributions of IG for measurement of challenging concepts such as polycentricity, discretion, and compliance, among others. Our findings indicate that the IG is a flexible and adaptable tool for institutional analysis, especially for making empirical contributions from text-based data, and it holds promise toward building a potentially new emerging subfield we call Computational Institutional Analysis.
AB - Since Crawford and Ostrom proposed the Institutional Grammar (IG), a conceptual tool for breaking down and organizing institutional statements, a burgeoning literature has used it to study institutions contained in single documents and to conduct comparative institutional analysis across multiple countries and time periods. Moreover, rapid advances in text analysis and computational methods are creating new analytic opportunities to study rules, norms and strategies by leveraging the IG syntax. At this stage, it is important to assess the existing literature to understand how the IG has supported institutional analysis across a variety of contexts, including commons governance. Based on a corpus of 48 empirical articles published between 2010 and 2021, we explore how analysts have operationalized institutional statements using the IG. We also synthesize the IG-based metrics and theoretical concepts developed in these articles to illustrate the contributions of IG for measurement of challenging concepts such as polycentricity, discretion, and compliance, among others. Our findings indicate that the IG is a flexible and adaptable tool for institutional analysis, especially for making empirical contributions from text-based data, and it holds promise toward building a potentially new emerging subfield we call Computational Institutional Analysis.
KW - institutional analysis and development
KW - institutional design
KW - institutional grammar
KW - policy analysis
KW - text analysis
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U2 - 10.5334/ijc.1214
DO - 10.5334/ijc.1214
M3 - Review article
SN - 1875-0281
VL - 17
SP - 256
EP - 270
JO - International Journal of the Commons
JF - International Journal of the Commons
IS - 1
ER -